MGL announces acquisition of The National Registry of Agents & BrokersŪ 7/29/03
MGL Consulting Corporation Announces the Launching of MGLU.com 12/18/02
General Guidelines for Investment Adviser's Interviews with the
Press. 8/15/02
Attention: Introducing Broker/Dealers Your clearing deposit may not be an allowable asset under SEC Rule 15c3-1! 8/1/02
Applicability of exemptive provisions under SEC Rule 206(4)-2 for BD IA advance fees. 7/15/02
US Patriot Act requires anti-money laundering program by April 24, 2002. 4/8/02
NASD rule changes that affect your firm's Written Supervisory Procedures 3/7/02
MGL Consulting Corporation'sContinuing Education Department's Answers to Frequently Asked Questions 9/24/1
MGL Consulting Corporation's Insurance Division's Answers to Frequently Asked Questions 7/19/1
New SEC Rules 11Ac1-5 and 11Ac1-6 begin to take effect August 2001
MGL Consulting Corporation enters into strategic partnership with Fire On Line Training, Inc. 719/1
Compliance Reminder: MSRB Rule G-12 and G-14 - Introducing Firms maintain responsibility for reporting error.
Regulation S-P; SEC's New Requirement for Privacy Policies and Procedures - Deadline 7/1/2001
MGL Consulting Corp. enters into strategic partnership with Dearborn.com