| Firm
Element Programs |
| At MGL
our continuing education services have been developed to address the regulatory
and unique aspects of your firm's business, as well as the professional
needs of your staff. Your firm's business is unique to you and your customers
know that, as do your professionals. It is what sets you apart from your
competition. So, why choose a "canned" Firm Element Program which does not
address those unique aspects and needs. As an experienced compliance services
provider, MGL can help you develop a top quality program which meets FINRA
guidelines and which will benefit your staff of professionals. |
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Developed
by a team of securities and educational professionals, MGL's Firm Element
Programs will address the regulatory and business needs of your firm.
In addition to developing a comprehensive Firm Element Program for your
firm, MGL's team of experienced professionals are available to assist
you with selecting course materials, administering courses to your professionals,
and to provide you with a monitoring program to track completion and
performance of the program by your staff. MGL's team of professionals
can also work with you to develop custom courses to address unique business
issues faced by your firm. |
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The combination of our years of experience conducting Needs Analysis
and providing compliance services enhances the quality of work product
our clients receive in their Needs Analysis and Firm Element Programs.
As part of our Firm Element Program development services, annually MGL's
team of experienced professionals conduct a comprehensive Needs Analysis
to determine each individual firm's needs, objectives and goals for
the following year's Continuing Education Program. During our Needs
Analysis process we will review your firm's registration information,
disciplinary history, supervisory structure, regulatory element results,
conduct interviews with your firm's management and compliance staff,
survey your staff and perform a demographic analysis of your firm's
structure to identify your unique training needs and goals for your
Firm Element Program. Call us today, to begin helping your firm develop
a Firm Element Program, which provides real value and education to your
firm and staff. |
