Broker Dealer Services

MGL provides comprehensive compliance and risk management solutions to broker dealers to enhance their compliance programs and reduce their regulatory exposure.

 

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Providing insight and direction!
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Whats New:

May 16th, 2012

MGL Consulting has pushed out a new compliance alert, click below to learn more

FINRA focusing in on Expense Sharing Agreements

Current News:

January 10, 2012

MGL Responds to Bloomberg Businessweek News Article. To read the full article click here.

Recent Events:

November 1, 2011

MGL supports NSCP 2011 Fall Conference with Sponsorship!
Held: October 16-18, 2011 in Baltimore, MD