Janet LeGaye is a seasoned systems administrator and compliance specialist with more than seven years of experience in the financial services industry. She brings a unique blend of technical expertise and regulatory knowledge, specializing in system configurations, firm and agent onboarding, and workflow optimization. Janet has a proven track record of designing and implementing compliant forms and supervisory workflows that enhance operational productivity and ensure compliance with industry standards.

In her compliance role, Janet has successfully processed critical regulatory filings including Form U4 and Form U5 submissions, FINRA Rule 5123 filings, fingerprint filings, and new hire onboarding procedures. Her meticulous attention to detail and her consciousness have made her a trusted resource for ensuring organizational compliance and supporting seamless employee transitions.

Janet is known for her proactive approach, collaborative mindset, and commitment to maintaining secure and compliant systems. Her ability to bridge the gap between IT operations and regulatory requirements makes her an invaluable asset to MGL clients as they navigate the complexities of compliance with applicable registration and supervisory requirements.