Soledad is a seasoned securities compliance and operations consultant with 30+ years of experience in the financial services industry. She has worked with full-service international brokerage firms, providing expertise in regulatory compliance, operational efficiency, and risk management. Soledad holds multiple FINRA registrations, including Series 7, 14, 24, 65, 63 and 99, reflecting her deep knowledge of broker-dealer and investment adviser requirements.

Fluent in Spanish, French, Portuguese, and Italian, Soledad brings a global perspective to her work, helping firms navigate complex regulatory landscapes across diverse markets. Her extensive background and multilingual capabilities make her a trusted advisor for firms seeking to strengthen compliance programs, enhance operational processes, and maintain regulatory integrity in an evolving regulatory environment.

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